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  • People
  • Practice Areas
    • Litigation & Arbitration
    • First Amendment & Public Advocacy
    • Investigations & Enforcement Proceedings
    • Employment Law
    • Faith-Based Organizations
  • News
  • Contact
Cross | Castle PLLCCross | Castle PLLC
  • About
  • People
  • Practice Areas
    • Litigation & Arbitration
    • First Amendment & Public Advocacy
    • Investigations & Enforcement Proceedings
    • Employment Law
    • Faith-Based Organizations
  • News
  • Contact

Investigations & Enforcement Proceedings

Our attorneys are well versed in leading internal investigations and defending clients in enforcement actions by regulators. We help our clients understand the compliance risks that they face under federal and state laws, ensure that their policies are followed by their personnel, and work towards low-profile resolutions when suspected violations occur.

Government Enforcement

We advise and defend clients facing civil and criminal investigations and enforcement proceedings by federal agencies, including DOJ, EEOC, SEC, CFTC, FINRA, and FERC, and related state and local regulators and self-regulatory organizations.

Internal Investigations

Our experience with enforcement actions equips us to investigate and resolve suspected compliance issues before they invite outside scrutiny. We also assist management and board members with internal investigations of discrimination, harassment, whistleblower, fraud, corruption, self-dealing, and other alleged violations of company policies.

Fraud and Corruption

Unique expertise with federal anti-corruption and anti-fraud laws such as the False Claims Act and the Foreign Corrupt Practices Act. In cases involving asset dissipation, we develop strategies for asset tracing and recovery in the US and abroad.

Fiduciaries

Advise clients on compliance with Department of Labor regulations and exemptions concerning ERISA fiduciary matters and OFCCP enforcement procedures.  Represent clients in matters involving allegations of breach of fiduciary duty, financial fraud, market manipulation, disruptive trading practices, and other financial and trading issues.

  • CrossCastle – Minneapolis
  • 333 Washington Avenue North, Suite 300-9078, Minneapolis, MN 55401
  • 612.429.8100
  • 612.234.4766
  • CrossCastle – Washington, D.C.
  • 1701 Pennsylvania Ave NW, Ste 200, Washington, D.C. 20006
  • 202.960.5800
  • 612.234.4766

Firm attorneys are licensed to practice in California, Colorado, District of Columbia, Minnesota, North Dakota, and Virginia.

Public Documents

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